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Sandy Ikeda is an associate professor of economics at Purchase College, SUNY, and the author of The Dynamics of the Mixed Economy:Toward a Theory of Interventionism. ... See All Posts by This Author

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Collectivism as Apartism

Individualism and Cooperativism

Friedrich Hayek in The Road to Serfdom argues that while socialism in theory may be internationalist, in practice it is highly, sometimes violently, nationalist.

As the activities of government under socialism grow, he said, it becomes harder to make policy decisions democratically. Beyond a relatively short list of agenda items on which most can agree – national defense, for instance – the elected representatives who tax and spend will find it increasingly difficult to rationally prioritize a growing list of contentious objectives. Either decision-makers will have to agree on a Complete Ethical Code – one that ranks not only all that the government should do but also how much and how to pay for it – or it will have to find some way to make the public tolerate the increasingly controversial intrusions into their personal lives that comprehensive planning demands. The latter approach is usually more practicable, and the easiest way to do it is to unite the public against a common enemy, usually a foreign one or a locally despised minority. Nationalism, jingoism, and racism are the preferred methods.

My argument here is a little different from Hayek’s, but the paradox is similar.

Collectivism is supposed to unite people by having them work together toward some common goal. Economic collectivism, such as socialism, tries to do this by making “workers” understand their common interest in opposing capitalist oppression and supporting the radical redistribution of wealth. Racial collectivism unites by highlighting the superiority of one race over other races. Religious and other forms of collectivism work essentially the same way. While such comparisons needn’t breed antagonism, in practice they almost always do.

Bonding versus Bridging

Now everyone of necessity belongs to “collectives” of some kind. Families, religious organizations, clubs, schools, businesses, and neighborhoods each consist of common, in some sense collective, bonds. Such groups are normal parts of a healthy social order. Today we use the term “social network” to describe them.

All forms of collectivism exclude. The problem, at least from a classical-liberal standpoint, comes when outsiders are permanently excluded from the collective.

That is, while in a free society social networks also exclude to some degree, that’s usually because our knowledge of the trustworthiness (or some other relevant characteristic) of others is imperfect. So while a network can’t include anyone immediately, over time, as our knowledge improves, it will open itself to new members on an equal basis. For example, I believe that societies are free and civil to the degree that they treat children adopted into families the same as biological children, give those new to a religion the same standing as those born into it, regard race and sexual orientation as basically irrelevant, and so on.

In fact, as Ronald S. Burt points out, social networks in a free society emerge precisely because knowledge problems prevent everyone from being connected to everyone else. We know a lot about some people but little or nothing about most others, but that doesn’t stop us from relying on total strangers for our well-being. In a successful market economy, for example, we have to make contact and rely for a living on people the vast majority of whom we will never know. That’s where social networks come in. We need them, and the connections among them, to transmit the information about where all those opportunities for gainful association are.

The important thing is that people are allowed to make and break social ties over and over; to move freely about the social cosmos. That in fact is at the heart of classical-liberal civil society: the freedom of social and economic mobility. Social networks in a truly free society may be limited in size by how much we can know at any one time, but with few exceptions they are never closed permanently to outsiders.

Collectivism in Practice

Collectivist doctrines in theory don’t seem to recognize that we need to form social networks to overcome our limited knowledge; they instead try to impose a unity that doesn’t exist. As a result, collectivism forces togetherness on the masses and in so doing drives people apart who might otherwise come together voluntarily on their own.

But in practice collectivism doesn’t really seek to unite all of humankind. Rather the appeal of collectivism is to isolate what makes the particular group – economic class, race, or religion – different from, indeed superior to, all others. The fake collective does nothing but drive people apart, to disastrous effect.

Our bosses sometimes talk about staffs as being “one big family.” When, as is often the case, that’s not true, the hollowness of the statement does nothing to foster the trust and honesty necessary for the emergence of a true “family” in that sense. The same goes for the so-called “solidarity of the worker,” which is always solidarity against the exploitive classes. It’s the 99 percent against the 1 percent. It’s the Master Race against the inferior races. Collectivism of that sort should really be called “apartism.”

Individualism

The opposite of collectivism is individualism. Somewhat paradoxically, however, it’s individualism that allows us to form our own voluntary collectives. But it’s not the simplistic individualism that begins and ends with “just leave me alone.” The doctrine of individualism indeed rests on the protection of individual rights – to person, property, and liberty – but that’s only the basis of the free society, not it’s perfection. What individualism promotes, especially in practice, is free association, or in other words the formation of a grand social network, of a Great Society (Karl Popper’s Hayek’s, not LBJ’s). The Great Society is the matrix that enables the life well lived. And, again, individualism respects the liberty of people to leave and enter and change social networks in pursuit of happiness as they see it, and encourages them to accommodate others in the same way. That kind of individualism could more accurately be called “cooperativism.”

Perhaps the secret of the classical liberalism that undergirds the free society is that it doesn’t ask us to agree on a endless laundry list of priorities – a Complete Ethical Code – in order to belong to the Great Society. Instead, diverse people come together out of genuine mutual interests, not contrived ones that don’t hold up. It includes the good, the bad, the beautiful, and the very ugly. As far as I’m concerned it’s the only meaningful collective there is.

There Are 7 Responses So Far. »

  1. Excellent! Government’s coercive meddling in society has innumerable costs, most of them hidden, and among them is the “apartism” that Professor Ikeda mentions here. In this regard, I think it’s instructive to think about last year’s riots in Britain. Despite many generations of increasing collectivism in Britain, we see large numbers of feral youth who seem to be connected only to gangs.

  2. Good essay ! It seems to me that one must remember the key characteristic of individualism and individual freedom is the absence of EXTERNALLY-IMPOSED COERCION.

    In a truly free society one can join any social network (collective) that one pleases to join.

    In a free society one can leave (unjoin) any social network (collective) that one pleases to unjoin —

    All without fear of EXTERNALLY-IMPOSED COERCION OR RETALIATION.

    Contrast this with externally-imposed coercive governmental collectivism.

    Take for example; The American War of Northern Aggression (so-call “civil war.”)

    This was not a true civil war (Victor wrote the history books) in which one faction was trying to depose another faction and take over control of the central government.

    The South seceded, broke away and formed a new, independent government with their own constitution and everything.

    They tried to distance themselves from from the tyrant Lincoln who maintained that they had no right to secede.

    The way I understand the US Constitution, it was a compact between sovereign individual states. Not a one-way ticket to enslavement by the central government. ‘Nuff said.

    TANSTAAFLOALG [There Ain't No Such Thing As A Free Lunch Or A Limited Government]

  3. [...] Sandy Ikeda: Collectivism as Apartism [...]

  4. Great article! But didn’t you mean to attribute the ‘great society’ to Hayek, or to refer to Popper’s ‘open society’. It seems to me that the society you are describing could also be called a ‘good society’.

  5. Actually, when I checked I found that Hayek attributed the ‘great society’concept to Adam Smith. He refers to ‘that spontaneous order which Adam Smith called “the Great Society”, and Sir Karl Popper called “the Open Society” ‘ LLL vI:2.

  6. Winton, you’re absolutely right about the term Great Society coming from Hayek (and A. Smith) and not from Popper, who as you correctly say uses the term “Open Society.” Thank you for pointing out my error! I will see what can be done about correcting the text.

  7. Quick point: while many vulgar socialists might argue for government-led radical redistribution of wealth, other socialists, particularly libertarian ones, argue the theoretical point that they just want the worker to receive the full value of what he or she produces. It should also be pointed out, and I’m sure you agree with this, that the radical redistribution of wealth in the United States usually flows upwards, not downwards, with the worst example being those corporations, contractors, and government workers inside the military-industrial-intelligence complex.

    This actually dovetails though with what you write about voluntary association. The future should be about worker-owned businesses producing goods and services for the open market, where each worker is compensated by how productive they are and the business is run as democratically as possible.

    This seems like an organic and non-coercive way to get the best of socialism and the free market. The point, of course, is decentralization.

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